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FIF Tax Guide

What is FIF tax in New Zealand?

The Foreign Investment Fund rules are genuinely confusing — but they don't have to be. This guide explains exactly what FIF tax is, who it applies to, and how to calculate your lowest legal tax bill.

Updated: April 2025
Tax year: 2025–26
~12 min read

What is FIF tax?

FIF stands for Foreign Investment Fund. The FIF tax rules are a set of New Zealand tax laws that apply to Kiwi investors who hold overseas shares, ETFs, or managed funds directly — not through a NZ-based PIE fund.

The core idea is this: if you own international shares, IRD wants to tax some of that investment's growth every year — even if you haven't sold anything and haven't received a dividend. This is called attributed income, and it's what makes FIF feel so counterintuitive to most investors.

Before FIF rules existed, NZ investors could hold overseas growth assets for years, never receive any income, and never pay any tax — only getting taxed when they eventually sold. The FIF regime was introduced to prevent this, and it's been in place since 2007.

Key point: tax on unrealised gains

Under the most common FIF method (FDR), you pay tax on 5% of your portfolio's value at the start of the year — regardless of whether your investments actually returned that much, or anything at all. In a bad year, you can still owe FIF tax.

The good news: if you invest through NZ-based PIE funds (like Smartshares ETFs, InvestNow funds, or Kernel), the fund manager handles FIF tax for you and you never have to think about it. FIF only becomes your problem when you hold overseas investments directly — through platforms like Hatch, Sharesies (for US/international stocks), or directly with a foreign broker.

The $50,000 threshold: does FIF apply to you?

Most individual investors are protected from FIF by a de minimis threshold: if the total original cost of your overseas investments is NZ$50,000 or less, FIF rules don't apply to you. You only pay ordinary income tax on dividends received.

The threshold is based on cost, not current value

If you bought $48,000 of international shares and they've since grown to $90,000, you remain below the threshold. Conversely, if you paid $55,000 and the portfolio has fallen to $40,000, you're still above it. Keep your purchase confirmations.

What counts toward the $50,000?

Investment typeCounts toward $50k?
US ETFs held directly (e.g. VOO, VTI on Hatch)Yes
International shares held directlyYes
UK, European, Asian ETFsYes
NZ-domiciled PIE funds (Smartshares, Kernel, InvestNow PIE)No — excluded
Individual shares listed on the Australian ASX (if qualifying)No — exempt
Australian ETFs or unit trusts (even if ASX-listed)Yes
KiwiSaver investmentsNo — excluded
NZ sharesNo — not FIF

One critical nuance: if your cost basis crosses $50,000 on even a single day during the year, FIF rules apply to your entire portfolio for that full income year. You can't rely on your portfolio being below threshold at year end if it briefly crossed the line earlier.

The $50k threshold hasn't changed since 2000

It was set at $50,000 in the year 2000, and 25 years of asset price inflation means far more ordinary Kiwi investors are now caught by rules that were originally designed for the relatively wealthy. The government has proposed raising it to $100,000 from 1 April 2026 — subject to legislation passing. As of July 2026, it remains at $50,000 pending legislation expected in August/September 2026.

FIF exemptions: what's excluded?

Even if your portfolio is over $50,000, certain investments are exempt from FIF rules entirely.

The Australian share exemption

Individual shares in Australian-resident companies listed on the ASX All Ordinaries index are generally exempt from FIF — provided the company maintains a franking account. Shares in BHP, Commonwealth Bank, ANZ Australia, Fortescue and similar qualifying companies are taxed under ordinary NZ income tax rules (only dividends are taxable) rather than under FIF.

Important caveats: this exemption applies to individual shares, not Australian ETFs or managed funds. An ASX-listed ETF like a Vanguard Australia product is still a FIF interest. Use the IRD's ASX exemption tool to check a specific company.

NZ-domiciled PIE funds

If you invest in international shares through a NZ-based PIE fund — Smartshares US 500 ETF (USF), Kernel's global funds, InvestNow's PIE options — the fund itself handles FIF tax at the PIE rate. No personal filing required, and the tax is final. This is why many NZ investors prefer PIE funds over direct international investing once they approach the $50k threshold.

Foreign superannuation

Interests in foreign superannuation schemes (Australian super funds, UK pension pots, US 401(k) plans) are generally exempt from FIF, though different rules apply when you eventually receive the funds. The US-NZ tax treaty specifically exempts IRAs and 401(k)s from FIF treatment.

FDR vs CV: the two main calculation methods

If FIF applies to you, you must choose a calculation method and apply it consistently to all your FIF holdings for the year. For most individual investors, the choice is between FDR and CV. Individuals and eligible trusts can use whichever produces the lower result.

FDR: Fair Dividend Rate method

FDR is the simpler and more commonly used method. It assumes your FIF investments returned exactly 5% during the year and taxes you on that assumed income.

Formula: FIF income = (Opening market value × 5%) + quick sale adjustment

The opening market value is the NZD value of all your FIF interests on 1 April (the start of the NZ tax year).

When FDR is best

FDR is usually better in bull market years when your portfolio returns more than 5%. If your investments grew 20%, you still only pay tax on 5% of opening value. Your actual gains beyond that 5% cap are effectively tax-free under FDR. Dividends received are included in the 5% assumption — not separately taxed.

CV: Comparative Value method

CV taxes you on your actual portfolio performance rather than an assumed 5%. It compares the value of your investments at the start and end of the year, adds any income received, and subtracts costs.

Formula: FIF income = (Closing market value + gains received) − (Opening market value + costs incurred)

When CV is best

CV is usually better in flat or falling markets when your portfolio returned less than 5%. If your portfolio dropped 10%, your CV result could be zero or negative. Note: if you could have used FDR but chose CV instead, and the result is negative, it's floored at $0 — you can't use CV losses to offset other income.

FeatureFDRCV
Basis5% of opening market valueActual portfolio change
Best in bull markets (>5% return)Yes — you winNo — you pay more
Best in flat/bear markets (<5%)No — you overpayYes — you win
Dividends separately taxed?No — included in 5%Yes — included in "gains"
Can claim FIF losses?NoNo (if FDR was available)
ComplexitySimpleModerate — need closing value

The rule is simple: calculate both, use the lower. The FIF calculator on this site does this automatically.

The quick sale adjustment (FDR only)

The FDR method has one complication: the quick sale adjustment. This applies when you buy and then sell shares in the same FIF during the same tax year and make a gain on those transactions.

The quick sale adjustment is the lesser of two amounts: the actual gain on shares bought and sold within the year, or 5% × (maximum shares held during the year − opening shares held) × average cost per share.

For most buy-and-hold investors

If you only added to your position (bought but didn't sell) during the year, the quick sale adjustment is zero. It only matters if you actively traded in and out of the same holding within a single tax year.

Worked examples

Example 1: FDR in a strong year

Sam holds VOO (S&P 500 ETF) directly on Hatch. On 1 April, his holding was worth NZD $80,000. The portfolio grew 18% to $94,400 by 31 March. He received $1,200 in dividends.

Sam's S&P 500 holding — strong market year
Opening market value (1 April)$80,000
Closing market value (31 March)$94,400
Dividends received$1,200
FDR income (80,000 × 5%)$4,000
CV income ((94,400 + 1,200) − 80,000)$15,600
Best method: FDR — tax at 33%$1,320

By using FDR in a strong year, Sam pays tax on $4,000 of deemed income rather than his actual $15,600 gain. The $14,400 of returns above 5% are effectively tax-free under FDR.

Example 2: CV in a flat year

Emma holds international ETFs directly. Opening value: NZD $70,000. Closing value: $71,000 (barely moved). She received $500 in dividends and paid $200 in brokerage costs.

Emma's portfolio — flat market year
Opening market value (1 April)$70,000
Closing market value (31 March)$71,000
Dividends received$500
FDR income (70,000 × 5%)$3,500
CV income ((71,000 + 500) − (70,000 + 200))$1,300
Best method: CV — tax at 30%$390

In a flat year, CV saves Emma $660 compared to FDR. The takeaway: always calculate both. The best method changes year to year depending on market performance.

How to legally minimise your FIF tax

  1. Use NZ-domiciled PIE funds below $50k. If you're under the $50,000 threshold, investing through NZ PIE funds means your tax is handled at the PIE rate — typically lower than your marginal rate — and you never interact with FIF rules personally.
  2. Calculate both FDR and CV every year. Never just default to FDR. In flat or down years, CV can save hundreds or thousands of dollars. The extra 10 minutes is always worth it.
  3. Time threshold crossings carefully. If you're planning to invest enough to cross the $50,000 threshold, consider timing your purchases so that you don't cross the threshold at the very start of a tax year.
  4. Keep records of purchase costs in NZD. The threshold is based on original NZD cost using the exchange rate at purchase date. Keep every purchase confirmation.
  5. Consider PIE structures above threshold too. Even above $50,000, many investors find PIE funds simpler — the fund handles FIF at source, the tax is final, and there's no personal filing.

The Revenue Account Method (RAM) — new from 2026

In March 2025, the government announced a new FIF calculation method called the Revenue Account Method (RAM), enacted in March 2026.

RAM is designed for migrants and returning Kiwis

RAM is only available to people who became NZ tax resident on or after 1 April 2024, or who returned to NZ after being non-resident for at least five years. Budget 2026 (May 2026) proposed extending RAM to all NZ tax residents — subject to legislation, which is expected in August/September 2026.

The RAM works differently from FDR and CV: it only taxes realised gains, not unrealised gains. Under RAM: dividends are taxed in full when received; 70% of any realised capital gain is included as income when you sell; 70% of any realised capital loss can offset RAM income; and unrealised gains while you're still holding are not taxed at all.

For eligible investors, this is generally a significantly more favourable treatment than FDR or CV, particularly for growth-oriented portfolios where gains are mostly unrealised.

How to file FIF income

1

Determine if FIF applies

Check your total cost basis of overseas investments as at any day during the year. If it exceeded $50,000 at any point, FIF applies. Exclude NZ PIE funds, qualifying ASX shares, and KiwiSaver.

2

Gather your data

You need: opening market value (1 April) in NZD, closing market value (31 March) in NZD, dividends received in NZD, sale proceeds and purchase costs if applicable. Convert foreign currency using IRD-accepted rates.

3

Calculate FDR and CV

Run both calculations. Use the calculator on this site or IRD's own tool. You must apply the same method to all your FIF holdings for the year.

4

Complete your IR3 return

FIF income is declared in your personal income tax return (IR3). Log in to myIR and enter your FIF income in the Foreign income section.

5

File by 7 July

The standard filing deadline for individuals is 7 July. If you use a tax agent, you may have an extension. IRD receives overseas financial account data automatically through the Common Reporting Standard — undeclared FIF income attracts penalties and use-of-money interest.

Frequently asked questions

Do I pay FIF tax on my Sharesies or Hatch investments?
It depends. For Sharesies: NZ and Australian shares don't trigger FIF. US and international shares held directly through Sharesies count toward your FIF threshold. For Hatch: US-listed ETFs and shares are direct FIF interests. Hatch provides a FIF report calculating both FDR and CV for you.
Do I pay FIF tax on Smartshares ETFs?
No. Smartshares ETFs (USF, USG, NZG, TWF etc.) are NZ-domiciled PIE funds. The fund manager pays FIF tax internally at the PIE rate. You don't declare anything personally — the PIE tax is a final tax. This is one of the main advantages of NZ-domiciled international funds.
Can I switch between FDR and CV from year to year?
Yes — with one restriction. Individuals can choose FDR or CV each year based on which gives the better result. If you switch from FDR to CV and then back to FDR within a short period, IRD may require you to use CV for a minimum period. In practice, most investors switch to CV in down years and return to FDR in better years without issue.
What exchange rate do I use for FIF calculations?
IRD accepts the mid-month exchange rate published on the IRD website — use the rate for the month in which the relevant event occurred. You must be consistent throughout your return. Hatch and Sharesight automatically apply the correct rates in their FIF reports.
What happens if I don't declare FIF income?
IRD automatically receives financial account information from overseas institutions through the Common Reporting Standard — an international tax information-sharing agreement. IRD may know about your overseas holdings even if you don't tell them. Undeclared FIF income attracts penalties, use-of-money interest, and potentially a default assessment using FDR. Voluntary disclosure before IRD contacts you significantly reduces penalties.
Does FIF apply to Australian superannuation I have from working in Australia?
Generally no — while you're accumulating your Australian super and leaving it in the fund, it's exempt from FIF. Tax becomes relevant when you withdraw or transfer the funds. If you have a significant Australian super balance, it's worth getting specific advice.
This guide is for general educational purposes only and does not constitute financial, tax, or legal advice. FIF rules are complex and depend on your individual circumstances. Always consult a qualified NZ tax adviser or Inland Revenue directly before filing your return. Content is based on IRD guidance IR461 and is updated for the 2025–26 tax year. Not affiliated with or endorsed by Inland Revenue.

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